Investors
First Financial Services is licensed to conduct securities business through Osaic Wealth. In conjunction with Osaic, we utilize the correspondent custodial services of Pershing, LLC., a wholly owned subsidiary of The Bank of New York Mellon.
Osaic Wealth
Osaic Wealth is an independent broker-deale, one of the largest broker-dealer networks in the industry. The firm has nearly 10,000 affiliated independent financial advisors. Osaic Wealth formerly Royal Alliance Associates, was founded in 1969 and employs a client-driven approach focused on meeting the unique demands of businesses and individuals. For more information, visit www.osaicwealth.com
Pershing
If you have questions about your accounts, please contact your advisor or financial organization. Pershing cannot respond to direct inquiries from investors.
Our job is to work behind the scenes, using almost 75 years of experience to support leading financial organizations around the globe. When your advisor works with us, you can feel confident in our proven track record of reliability as the industry's largest provider, with more clients who clear with us than any other firm.
Through Pershing, your financial organization enjoys access to the most advanced investment capabilities available, from fast, precise trade execution and settlement to accurate, timely account statements. We offer a wide range of cutting-edge solutions to help your investment professional meet your needs, including Web and wireless investment channels, retirement products, high-net-worth services, no-transaction-fee mutual funds, and much more.
Benefits
- Strength and resources. Pershing LLC, a BNY Mellon company, over $1 trillion*** in global client assets.
- Quality service. Our sophisticated technology handles administration and processing, so your financial organization can focus on your investment program.
- Comprehensive products and services. We give your financial organization the full array of tools it needs to help you meet your investment objectives.
- Data integrity. We safeguard your personal data and account information with comprehensive security methods, extensive back up systems, and well-developed contingency plans.
- Privacy. The confidentiality of your personal information is carefully protected with an array of advanced physical, electronic, and procedural safeguards.
For more information, please contact your financial organization.
***As of June 30, 2013.
© 2013 Pershing LLC. All rights reserved. Pershing LLC is a wholly owned subsidiary of The Bank of New York Mellon Corporation(BNY Mellon). Pershing LLC, member FINRA, NYSE, SIPC. Trademarks belong to their respective owners.